Portfolio Guideline Monitoring Analyst

London, South East England

A prestigious Investment Manager are looking for a Portfolio Guideline Monitoring Analyst to join their team in London.


  • Focusing on providing support to the investment teams, ensuring that investment transactions and holdings are compliant with client guidelines and regulatory requirements
  • Reviewing Investment Management Agreements and evaluating client guidelines
  • Maintaining the guideline monitoring system, Sentinel
  • Performing real-time, pre-trade support with investors
  • Resolving post-trade incident exceptions generated from Sentinel

Experience needed:

  • Demonstrate a strong working knowledge of all investment types, including equity and fixed income products, and derivative securities
  • Experience monitoring investment guidelines or working in an investment compliance role
  • A good understanding of regulatory requirements for 40 Act and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring system