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Compliance and Risk Management

£18.91

Our Compliance and Risk Management Diploma is endorsed by the leading national awarding organisation Quality Licence Scheme (ABC Awards), for its high-quality and non-regulated provision and training programmes. The Compliance and Risk Management Diploma is also accredited by CPD, with 150 CPD points available to you as proof your achievement. Enrol on the Compliance and Risk Management course and learn how to keep your business safe, compliant with regulations, and free from threats. This combined course will help you understand how to create a solid compliance and risk management strategy for your business. This Compliance and Risk Management course has been professionally designed to give you a comprehensive overview of both compliance and risk management, allowing you to study these two closely aligned practices, and create a solid strategy to manage compliance and risk management at all times. This Compliance and Risk Management course has been split into eight in-depth modules, each of which will enable you to increase your compliance and risk management knowledge. As well as giving you a detailed understanding of the five basic elements of compliance, this Compliance and Risk Management course will give you tips on setting up your own compliance management system (CMS) and ensuring it’s rolled out across your entire organisation. You will also gain professional insight into the risk management process, so you can effectively identify, assess, and control risks before they do significant damage to your business. What Will I Learn from This Compliance and Risk Management Diploma: Get an in-depth introduction to the world of compliance and the benefits of an effective compliance strategy Learn about the five basic elements of compliance Understand how to set up a compliance management system (CMS) in your business, and why it’s so important Discover how to complete a compliance audit Explore what risk management is and the different types of risk a business can face Learn about the history of risk management and its concepts Understand the risk management process Gain an understanding of risk management standards and the principles of risk management Why People Enrol this Compliance and Risk Management Diploma From One Education: Receive an ABC Awards-endorsed certificate upon successful completion of the Compliance and Risk Management Diploma Learning materials of our Compliance and Risk Management Diploma contains engaging voiceover and visual elements for your comfort Get 24/7 access to all Compliance and Risk Management Diploma course content for a full year Complete the Compliance and Risk Management Diploma at your own pace Each of our students gets full tutor support on weekdays (Monday to Friday) Efficient assessments and instant results upon completion of our Compliance and Risk Management Diploma

SKU: 238049 Category:

Description

Accounting and finance_Compliance

Description

Course Curriculum

We’ve taken this comprehensive Compliance and Risk Management Diploma and broken it down into 8 manageable modules which we believe will assist you to easily grasp each concept – from the fundamentals of compliance and risk management to the most advanced aspects of the relevant skills & knowledge.

This Compliance and Risk Management Diploma is designed with the following modules:

Compliance and Risk Management – Module 1:
Introduction to Compliance

  • What Is Compliance?
  • Definition of GRC.
  • Benefits of Compliance
  • Compliance Department
  • Responsibility of The Compliance Department
  • Compliance As A Challenge
  • Summary / Keynotes Of The Module
  • Assessment

Compliance and Risk Management – Module 2:
Five Basic Elements of Compliance

  • Five Basic Elements of Compliance
  • Compliance House
  • Policy And Code of Conduct
  • The Structure of The Compliance Organization
  • Compliance Processes
  • Incentives and Sanctions
  • Auditing and Development
  • Summary / Keynotes of the Module
  • Assessment

Compliance and Risk Management – Module 3:
Compliance Management System (CMS)

  • Introduction to Compliance Management System
  • Elements of CMS
  • Board and Management Oversight
  • Key actions of Board and management
  • Compliance Committee
  • Compliance Officer
  • The roles and responsibilities of a Compliance Officer/Auditor
  • Compliance Program
  • Policies and procedures
  • Training
  • Monitoring and/or Audit
  • Consumer complaint response
  • Why is a CMS Important?
  • Summary / Keynotes of the Module
  • Assessment

Compliance and Risk Management – Module 4:
Compliance Audit

  • What is ISSAI?
  • Definition of An Audit
  • Compliance Audit in a Public Sector Context
  • Elements of Compliance Audit
  • Principles of Compliance Auditing
  • Quality Control
  • Audit team management and skills
  • Audit Risk
  • Materiality
  • Documentation
  • Communication
  • Compliance Audit Process
  • What Auditors Look for in Different Audits
  • Financial Audit
  • Performance audit
  • Compliance audit
  • Summary / Keynotes of the Module
  • Assessment

Compliance and Risk Management – Module 5:
Compliance and Ethics

  • Ethics And Compliance: Conceptual Differences
  • The Golden Rule
  • Values And Rules
  • Ethics and Compliance: Different Sides of the Same Coin?
  • Responsibilities of Ethics And Compliance Practitioners
  • Shared Challenges
  • Summary / Keynotes of the Module
  • Assessment

Compliance and Risk Management – Module 6:
Risk and Types of Risk

  • What Is Risk?
  • Nature of Risk
  • Classification of Risk
  • Types of Pure Risk
  • Financial Risk
  • Different Types Of Financial Risk
  • Summary / Keynotes of the Module
  • Assessment

Compliance and Risk Management – Module 7:
Introduction to Risk Management

  • What is Risk Management?
  • History of Risk Management and its Concepts
  • Objectives of Risk Management
  • Risk Management Standards
  • Principles of Risk Management
  • Risk Management Strategy
  • Risk Management Policy
  • Summary / Keynotes of the Module
  • Assessment

Compliance and Risk Management – Module 8:
Risk Management Process

  • Identify The Risk
  • Analyse The Risk
  • Risk Evaluation
  • Treat The Risk
  • Monitor And Review The Risk
  • Summary / Keynotes Of The Module
  • Assessment

How is the Compliance and Risk Management Diploma assessed?

To simplify the procedure of evaluation and accreditation for learners, we provide an automated assessment system. Upon completion of an online module of our Compliance and Risk Management Diploma, you will immediately be given access to a specifically crafted MCQ test. The results will be evaluated instantly, and the score displayed for your perusal. For each test, the pass mark will be set to 60%.

When all tests have been successfully passed, you will be able to claim a certificate endorsed by ABC Awards and Certa Awards. ABC Awards and Certa Awards Quality License Scheme is a respected global brand name in the education sector.

Certification

Endorsed Certification from ABC Awards

After successfully completing the Compliance and Risk Management Diploma, learners will be able to order an endorsed certificate as proof of their new qualification. Endorsed certificates can be ordered and get delivered to your home by post for only £109. There is an additional £10 postage charge for international students.

CPD Certification from One Education

After successfully completing the MCQ assessment of this Compliance and Risk Management Diploma, you will qualify for the CPD Certificate from One Education, as proof of your continued professional development. Certification is available in PDF format, at the cost of £9, or a hard copy can be sent to you via post, at the cost of £15.