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Compliance Management


Our Compliance Management Diploma is endorsed by the leading national awarding organisation Quality Licence Scheme (ABC Awards), for its high-quality and non-regulated provision and training programmes. The Compliance Management Diploma is also accredited by CPD, with 150 CPD points available to you as proof your achievement. The Compliance Management Diploma has been designed by the expert team at One Education to provide you with the knowledge and skills you need to ensure a robust compliance strategy is put in place in your organization. Enrol on the Compliance Management Diploma today! The Compliance Management Diploma is the ideal place to start for compliance beginners who want to gain a firm understanding of risk and compliance and how it can affect your business. Explore the responsibilities of a compliance department and the benefits of compliance with the Compliance Management Diploma. Split over 11 comprehensive and easy-to-understand modules, the Compliance Management Diploma will provide you with a full understanding of everything compliance-related and the roles and responsibilities of a Compliance Officer. Understand what makes an effective compliance system and the basic elements of effective compliance with the Compliance Management Diploma. Gain a full understanding of how to carry out a compliance audit on your business and learn about compliance and ethics with the Compliance Management Diploma. Enrol today on the Compliance Management online Diploma and gain a full and in-depth understanding of compliance with One Education. What Will I Learn From This Compliance Management Diploma: Explore the responsibilities of a compliance department Learn how to run a compliance management system as an organisation Learn about the basic elements of effective compliance Discover how to complete a compliance audit Learn more about compliance and ethics Get an introduction to risk and basic risk types Explore further risk types Learn about every stage of the risk management process Why People Enrol this Compliance Management Diploma From One Education: Receive an ABC Awards-endorsed certificate upon successful completion of the Compliance Management Diploma Learning materials of our Compliance Management Diploma comprises of engaging voiceover and visual elements for your comfort Get 24/7 access to all Compliance Management Diploma course content for a full year Complete the Compliance Management Diploma at your own pace Each of our students gets full tutor support on weekdays (Monday to Friday) Efficient assessments and instant results upon completion of our Compliance Management Diploma

SKU: 267048 Category:


Accounting and finance_Compliance


Course Curriculum

We’ve taken this comprehensive Compliance Management Diploma and broken it down into 11 manageable modules which we believe will assist you to easily grasp each concept – from the fundamental to the most advanced aspects of the Compliance Skills. It really is a sure pathway to success.

Compliance Management Diploma is designed with the following modules:

Module 1: Introduction to Compliance

  • What is compliance?
  • Compliance governance
  • Benefits of compliance
  • Scope of Compliance Architectures Considerations
  • Compliance Department
  • Responsibility of the compliance department
  • Compliance Officer

Module 2: Compliance Management System

  • Compliance Management System of an enterprise
  • Strategy
  • Management
  • Monitoring
  • Oversight
  • Compliance as a challenge

Module 3: Basic Elements of Effective Compliance

  • Five basic elements
  • Compliance house
  • Commitment and responsibility
  • Structures
  • Processes
  • Incentives and sanctions
  • Auditing and development

Module 4: Compliance Audit

  • ISSAI Definitions
  • Compliance Audit in a public sector context
  • Internal vs External Audit
  • Importance of Compliance Auditing
  • What Auditors look for
  • Elements of Compliance Audit
  • Principles of Compliance Auditing
  • Compliance Audit Process

Module 5: Compliance and Ethics

  • Ethics vs Compliance
  • The Golden Rule
  • Values and Rules
  • Ethics and Compliance: Different sides of the same coin?
  • Ethics and Compliance Practitioners
  • Shared challenges
  • Conclusion

Module 6: Introduction to Risk and Basic Risk Types

  • What is Risk?
  • Risk Analysis
  • The basic Risk types

Module 7: Further Risk Types

  • Financial Risk and Knowledge Risk
  • External and Internal Risks
  • External Risk types
  • Internal Risk types
  • Speculative and Static Risks
  • Risk Interdependency

Module 8: Introduction to Risk Management

  • What is Risk Management?
  • Importance of Risk Management
  • Strategy
  • Principles of Risk Management
  • Risk Management Policy
  • Risk Management Challenges
  • Role of Human Resource Department (HRD) in Risk Management

Module 9: Risk Management Process

  • Overview of the Risk Management Processes
  • Five Processes of Risk Management
  • The Corporate Risk Management Strategy
  • Risk Communication, Risk Awareness and Consulting
  • Definition of Scope and Framework

Module 10: Risk Assessment and Risk Treatment

  • Risk Assessment
  • Identification of Risks
  • Analysis of Relevant Risks
  • Evaluation of Risks
  • Risk Treatment
  • Identification of Options
  • Development, Approval and Implementation of the Action Plan
  • Identification of Residual Risks
  • Risk Acceptance
  • Monitoring and Review
  • Confidentiality

Module 11: Types of Risk Management

  • Different Types of Risk Management
  • Bank Risk Management
  • Commodity Risk Management
  • Credit Risk Management
  • Enterprise Risk Management
  • Market Risk Management
  • Operational Risk Management

and more…

How is the Compliance Management Diploma assessed?

To simplify the procedure of evaluation and accreditation for learners, we provide an automated assessment system. Upon completion of an online module of our Compliance Management Diploma, you will immediately be given access to a specifically crafted MCQ test. The results will be evaluated instantly, and the score displayed for your perusal. For each test, the pass mark will be set to 60%.

When all tests have been successfully passed, you will be able to claim a certificate endorsed by ABC Awards and Certa Awards. ABC Awards and Certa Awards Quality License Scheme is a respected global brand name in the education sector.


Endorsed Certification from ABC Awards

After successfully completing the Compliance Management Diploma, learners will be able to order an endorsed certificate as proof of their new qualification. Endorsed certificates can be ordered and get delivered to your home by post for only £109. There is an additional £10 postage charge for international students.

CPD Certification from One Education

After successfully completing the MCQ assessment of this Compliance Management Diploma, you will qualify for the CPD Certificate from One Education, as proof of your continued professional development. Certification is available in PDF format, at the cost of £9, or a hard copy can be sent to you via post, at the cost of £15.