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Compliance Officer


Ensure that your company is complying with its legal requirements and effectively oversee all procedures within the compliance department with the Compliance Officer Training Level 3 Course. This compliance certification covers all you need to know to guarantee that internal policies within an organisation are being met. This training program covers all areas of compliance management, and compliance office responsibilities, with a detailed overview of the risk management process. You will explore the various types of compliance risks and the compliance risk framework. You will also earn how to carry out risk assessments, introduce an effective compliance program, and will develop essential problem-solving, and conflict-management skills. This risk management certification is ideal for those who are new to the industry who require introductory knowledge and training. Highlights of The Compliance Officer Training Level 3: Develop the fundamental skills & knowledge to become a fully certified compliance officer Be able to ensure that all staff are working in compliance with the law & are adhering to best practices Explore the different types of compliance risk & the key functions of the compliance department Develop your understanding of compliance management systems (CMS) understand the key elements of an effective compliance program Gain a complete overview of compliance risk framework & how to conduct a compliance risk assessment Understand the importance of a compliance audit and how it is used to measure business performance Be able to identify the differences between ethics and compliance

SKU: 259359 Category:


Accounting and finance_Compliance


Course Curriculum

We’ve taken this comprehensive Compliance Officer Training Level 3 course and broken it down into 11 manageable modules which we believe will assist you to easily grasp each concept – from the fundamental to the most advanced aspects of the Compliance Skills. It really is a sure pathway to success.

This Compliance Officer Training Level 3 is designed with the following modules:

Compliance Officer Training Level 3

  • Module 01: Introduction to Compliance
  • Module 02: Compliance Management System
  • Module 03: Basic Elements of Effective Compliance
  • Module 04: Compliance Audit
  • Module 05: Compliance and Ethics
  • Module 06: Introduction to Risk and Basic Risk Types
  • Module 07: Further Risk Types
  • Module 08: Introduction to Risk Management
  • Module 09: Risk Management Process
  • Module 10: Risk Assessment and Risk Treatment
  • Module 11: Types of Risk Management

How is the course assessed?

To successfully complete the course you must pass an automated, multiple-choice assessment. The assessment is delivered through our online learning platform. You will receive the results of your assessment immediately upon completion.

Will I receive a certificate of completion?

Upon successful completion, you will qualify for the UK and internationally-recognised professional qualification and you can choose to make your achievement formal by obtaining your PDF Certificate at a cost of £9 and Hardcopy Certificate for £15.